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Uniform Securities Act
Results: 366

#	Item
101	CollegeCounts_Advisor_Logo_reversed_CMYK.eps Add to Reading List Source URL: www.collegecounts529.com Language: English - Date: 2014-11-19 11:55:18 Financial economics Internal Revenue Code Personal finance Tax avoidance Uniform Gifts to Minors Act United States securities law 529 plan Custodial account Coverdell Education Savings Account Investment Law Taxation in the United States
102	Putnam 529 for AmericaSM corporate payroll deduction application Return by mail: Putnam 529 for America Putnam Investor Services, Inc. P.O. Box 8383 Add to Reading List Source URL: www.putnam.com Language: English - Date: 2014-09-12 03:00:08 Investment Banking Payment systems Tax avoidance Uniform Gifts to Minors Act United States securities law Cheque Payroll Social Security Taxation in the United States Finance Business
103	ALABAMA SECURITIES COMMISSION 401 ADAMS AVENUE, SUITE 280 MONTGOMERY, ALABAMA[removed]MAIL: POST OFFICE BOX[removed]MONTGOMERY, AL[removed]TELEPHONE[removed] Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-08-27 16:52:44 Investment Finance North American Securities Administrators Association Financial adviser Business Dodd–Frank Wall Street Reform and Consumer Protection Act Uniform Combined State Law Exam United States securities law Financial economics Financial regulation
104	Microsoft Word[removed]ASC-SERVICES-INFO-APPROVED Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-10-20 16:51:40 Financial economics North American Securities Administrators Association Investor education Securities fraud Securities Commission Investment Advisor Capital market Uniform Combined State Law Exam Uniform Securities Act United States securities law Economics Financial system
105	Transfer request form for nonretirement accounts Add to Reading List Source URL: www.putnam.com Language: English - Date: 2013-08-06 12:02:16 United States securities law Medallion signature guarantee Stock transfer agent Birth certificate Gift Government Law Finance Tax avoidance Taxation in the United States Uniform Gifts to Minors Act
106	Microsoft Word[removed]NASAA IA Switch Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-03-12 14:19:32 Business Joseph Borg Financial regulation North American Securities Administrators Association Securities Commission of New Zealand Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Uniform Combined State Law Exam Uniform Securities Act United States securities law Financial economics Finance
107	NO[removed]In The Supreme Court of the United States HALLIBURTON CO. AND DAVID J. LESAR, Petitioners, V. Add to Reading List Source URL: sblog.s3.amazonaws.com Language: English - Date: 2013-10-16 22:30:42 United States securities law Private Securities Litigation Reform Act Merrill Lynch Pierce Fenner & Smith Inc. v. Dabit Presumption Securities Litigation Uniform Standards Act Conclusive presumption Erica P. John Fund Inc. v. Halliburton Co. Rebuttable presumption Basic Inc. v. Levinson Law Evidence law English law
108	Ta b l e o f C o n t e n t s[removed]Rules Pursuant to the Uniform Securities Act[removed]Legal Authority (Rule 0). ................................................................................... [removed]Title Add to Reading List Source URL: adminrules.idaho.gov Language: English - Date: 2012-11-30 18:46:20 United States Securities and Exchange Commission Finance Business Stock market Professional certification in finance Securities Act Regulation S-X Prospectus Regulation D United States securities law SEC filings Financial economics
109	Ta b l e o f C o n t e n t s[removed]Rules Pursuant to the Uniform Securities Act[removed]Legal Authority (Rule 0). ................................................................................... [removed]Title Add to Reading List Source URL: adminrules.idaho.gov Language: English - Date: 2012-11-30 18:47:19 United States Securities and Exchange Commission Finance Business Stock market Professional certification in finance Securities Act Regulation S-X Prospectus Regulation D United States securities law SEC filings Financial economics
110	Microsoft Word[removed]Asset Information Worksheet Add to Reading List Source URL: www.umflint.edu Language: English - Date: 2014-03-13 11:10:07 Tax avoidance Taxation in the United States Uniform Gifts to Minors Act United States securities law 529 plan Mutual fund Asset Money market fund Deposit account Investment Financial economics Finance

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